Stephen Garrett Smith
Chief Compliance OfficerKestra Investment Management, LLC.CRD 4222732
About Stephen Garrett Smith
Stephen Garrett Smith is listed as Chief Compliance Officer at Kestra Investment Management, LLC. in Austin, TX. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Kestra Investment Management, LLC.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Garrett Smith work?
Stephen Garrett Smith is listed as Chief Compliance Officer at Kestra Investment Management, LLC. on SEC Form ADV.
How much of Kestra Investment Management, LLC. does Stephen Garrett Smith own?
Form ADV reports a beneficial ownership band of Under 5%.
Kestra Investment Management, LLC.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |