Stephen John Portas
Chief Compliance OfficerWellington Shields Capital Management, LLCCRD 2482930
About Stephen John Portas
Stephen John Portas is listed as Chief Compliance Officer at Wellington Shields Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Stephen John Portas is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Wellington Shields Capital Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen John Portas work?
Stephen John Portas is listed as Chief Compliance Officer at Wellington Shields Capital Management, LLC on SEC Form ADV.
How much of Wellington Shields Capital Management, LLC does Stephen John Portas own?
Form ADV reports a beneficial ownership band of Under 5%.
Wellington Shields Capital Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |
Capital Management Associates Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |
Wellington Shields & Co., LLC
| Title | President, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |