Stephen Richard Smith
President / CcoStephen Smith Financial Inc.CRD 6713437
About Stephen Richard Smith
Stephen Richard Smith is listed as President / Cco at Stephen Smith Financial Inc. in Schaumburg, IL. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Stephen Smith Financial Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Richard Smith work?
Stephen Richard Smith is listed as President / Cco at Stephen Smith Financial Inc. on SEC Form ADV.
How much of Stephen Smith Financial Inc. does Stephen Richard Smith own?
Form ADV reports a beneficial ownership band of Over 75%.
Stephen Smith Financial Inc.
| Title | President / Cco |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2025 |