Steven James Thomas
Chief Compliance OfficerSgl Financial, LLCCRD 1274392
About Steven James Thomas
Steven James Thomas is listed as Chief Compliance Officer at Sgl Financial, LLC in Buffalo Grove, IL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Sgl Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Steven James Thomas work?
Steven James Thomas is listed as Chief Compliance Officer at Sgl Financial, LLC on SEC Form ADV.
How much of Sgl Financial, LLC does Steven James Thomas own?
Form ADV reports a beneficial ownership band of Under 5%.
Sgl Financial, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2014 |