Susan F Axelrod
Chief Compliance OfficerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 6949587
About Susan F Axelrod
Susan F Axelrod is listed as Chief Compliance Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Susan F Axelrod work?
Susan F Axelrod is listed as Chief Compliance Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on SEC Form ADV.
How much of Merrill Lynch, Pierce, Fenner & Smith Incorporated does Susan F Axelrod own?
Form ADV reports a beneficial ownership band of Under 5%.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |