Theodore Tong Shen
Associate General Counsel (lisc), Chief Compliance Officer, Assistant SecretaryLisc Fund Management, LLCCRD 7286141
About Theodore Tong Shen
Theodore Tong Shen is listed as Associate General Counsel (lisc), Chief Compliance Officer, Assistant Secretary at Lisc Fund Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Lisc Fund Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Theodore Tong Shen work?
Theodore Tong Shen is listed as Associate General Counsel (lisc), Chief Compliance Officer, Assistant Secretary at Lisc Fund Management, LLC on SEC Form ADV.
How much of Lisc Fund Management, LLC does Theodore Tong Shen own?
Form ADV reports a beneficial ownership band of Under 5%.
Lisc Fund Management, LLC
| Title | Associate General Counsel (lisc), Chief Compliance Officer, Assistant Secretary |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |