Thomas Edward Shea
Chief Compliance OfficerTrek Financial, LLCCRD 2299633
About Thomas Edward Shea
Thomas Edward Shea is listed as Chief Compliance Officer at Trek Financial, LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Trek Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Edward Shea work?
Thomas Edward Shea is listed as Chief Compliance Officer at Trek Financial, LLC on SEC Form ADV.
How much of Trek Financial, LLC does Thomas Edward Shea own?
Form ADV reports a beneficial ownership band of Under 5%.
Trek Financial, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2017 |