Thomas James Ericson
Chief Compliance OfficerVestgen Investment Management, LLCCRD 2334305
About Thomas James Ericson
Thomas James Ericson is listed as Chief Compliance Officer at Vestgen Investment Management, LLC in Egg Harbor Twp., NJ. Form ADV reports a beneficial ownership band of Under 5%. Thomas James Ericson is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Vestgen Investment Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas James Ericson work?
Thomas James Ericson is listed as Chief Compliance Officer at Vestgen Investment Management, LLC on SEC Form ADV.
How much of Vestgen Investment Management, LLC does Thomas James Ericson own?
Form ADV reports a beneficial ownership band of Under 5%.
Vestgen Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Vestgen Advisors, LLC
| Title | Senior Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |