Thomas James Ericson
Senior Compliance OfficerVestgen Advisors, LLCCRD 2334305
About Thomas James Ericson
Thomas James Ericson is listed as Senior Compliance Officer at Vestgen Advisors, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Thomas James Ericson is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Vestgen Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas James Ericson work?
Thomas James Ericson is listed as Senior Compliance Officer at Vestgen Advisors, LLC on SEC Form ADV.
How much of Vestgen Advisors, LLC does Thomas James Ericson own?
Form ADV reports a beneficial ownership band of Under 5%.
Vestgen Advisors, LLC
| Title | Senior Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Vestgen Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |