Thomas John Stephen
Principal; Chief Compliance OfficerGlenwood Investment Group, LLCCRD 6534724
About Thomas John Stephen
Thomas John Stephen is listed as Principal; Chief Compliance Officer at Glenwood Investment Group, LLC in Manchester, NH. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Glenwood Investment Group, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas John Stephen work?
Thomas John Stephen is listed as Principal; Chief Compliance Officer at Glenwood Investment Group, LLC on SEC Form ADV.
How much of Glenwood Investment Group, LLC does Thomas John Stephen own?
Form ADV reports a beneficial ownership band of Over 75%.
Glenwood Investment Group, LLC
| Title | Principal; Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2022 |