Thomas Kenneth Yates
Chief Compliance OfficerRequisite Capital Management LLCCRD 7262051
About Thomas Kenneth Yates
Thomas Kenneth Yates is listed as Chief Compliance Officer at Requisite Capital Management LLC in Dallas, TX. Form ADV reports a beneficial ownership band of Under 5%. Thomas Kenneth Yates is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Requisite Capital Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Kenneth Yates work?
Thomas Kenneth Yates is listed as Chief Compliance Officer at Requisite Capital Management LLC on SEC Form ADV.
How much of Requisite Capital Management LLC does Thomas Kenneth Yates own?
Form ADV reports a beneficial ownership band of Under 5%.
Requisite Capital Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Mwp Advisory, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |