Thomas Kenneth Yates
Chief Compliance OfficerMwp Advisory, LLCCRD 7262051
About Thomas Kenneth Yates
Thomas Kenneth Yates is listed as Chief Compliance Officer at Mwp Advisory, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Thomas Kenneth Yates is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Mwp Advisory, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Kenneth Yates work?
Thomas Kenneth Yates is listed as Chief Compliance Officer at Mwp Advisory, LLC on SEC Form ADV.
How much of Mwp Advisory, LLC does Thomas Kenneth Yates own?
Form ADV reports a beneficial ownership band of Under 5%.
Mwp Advisory, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |
Requisite Capital Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |