Thomas L Cates
MemberThe Wellington Grp LLCCRD 3064356
About Thomas L Cates
Thomas L Cates is listed as Member at The Wellington Grp LLC in Indianapolis, IN. Form ADV reports a beneficial ownership band of 10-25%. Thomas L Cates is associated with 2 registered advisers.
Reported ownership
Owns 10-25% of The Wellington Grp LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas L Cates work?
Thomas L Cates is listed as Member at The Wellington Grp LLC on SEC Form ADV.
How much of The Wellington Grp LLC does Thomas L Cates own?
Form ADV reports a beneficial ownership band of 10-25%.
The Wellington Grp LLC
| Title | Member |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2024 |
Wellington Wealth Strategies, LLC
| Title | Member |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2023 |