Thomas L Oakes
Chief Compliance Officer/ Member ManagerAmerican Northwest Advisory Services L.L.C.CRD 2469647
About Thomas L Oakes
Thomas L Oakes is listed as Chief Compliance Officer/ Member Manager at American Northwest Advisory Services L.L.C. in Federal Way, WA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of American Northwest Advisory Services L.L.C.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas L Oakes work?
Thomas L Oakes is listed as Chief Compliance Officer/ Member Manager at American Northwest Advisory Services L.L.C. on SEC Form ADV.
How much of American Northwest Advisory Services L.L.C. does Thomas L Oakes own?
Form ADV reports a beneficial ownership band of Over 75%.
American Northwest Advisory Services L.L.C.
| Title | Chief Compliance Officer/ Member Manager |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 1996 |