Tom Davies
Chief Compliance OfficerEpoch Capital, US, LLCCRD 8288872
About Tom Davies
Tom Davies is listed as Chief Compliance Officer at Epoch Capital, US, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Epoch Capital, US, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Tom Davies work?
Tom Davies is listed as Chief Compliance Officer at Epoch Capital, US, LLC on SEC Form ADV.
How much of Epoch Capital, US, LLC does Tom Davies own?
Form ADV reports a beneficial ownership band of Under 5%.
Epoch Capital, US, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |