Walter Desmond Karle
Chief Compliance OfficerSmith Group Asset Management, LLCCRD 5782922
About Walter Desmond Karle
Walter Desmond Karle is listed as Chief Compliance Officer at Smith Group Asset Management, LLC in Dallas, TX. Form ADV reports a beneficial ownership band of Under 5%. Walter Desmond Karle is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Smith Group Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Walter Desmond Karle work?
Walter Desmond Karle is listed as Chief Compliance Officer at Smith Group Asset Management, LLC on SEC Form ADV.
How much of Smith Group Asset Management, LLC does Walter Desmond Karle own?
Form ADV reports a beneficial ownership band of Under 5%.
Smith Group Asset Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Cantor Fitzgerald Investment Advisors, L.P.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Cantor Fitzgerald Energy Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |