William Benjamin Givens
Chief Compliance Officer (bd Only)Morgan Stanley Smith Barney LLCCRD 2790454
About William Benjamin Givens
William Benjamin Givens is listed as Chief Compliance Officer (bd Only) at Morgan Stanley Smith Barney LLC in Purchase, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Morgan Stanley Smith Barney LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does William Benjamin Givens work?
William Benjamin Givens is listed as Chief Compliance Officer (bd Only) at Morgan Stanley Smith Barney LLC on SEC Form ADV.
How much of Morgan Stanley Smith Barney LLC does William Benjamin Givens own?
Form ADV reports a beneficial ownership band of Under 5%.
Morgan Stanley Smith Barney LLC
| Title | Chief Compliance Officer (bd Only) |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |