Maxim Group
Prime broker
Private funds
14
Advisory firms
8
About Maxim Group
Maxim Group is named as a prime broker on Form ADV filings for 14 private funds across 8 SEC-registered advisers. It appears in multiple roles across filings: prime broker, custodian.
Largest fund clients
14 funds| Fund | Manager | Gross assets |
|---|---|---|
| Anson Investments Master Fund LP | Anson Funds Management LP | $1.79B |
| Ya II Pn, Ltd. | Yorkville Advisors Global, LP | $856.8M |
| Anson East Master Fund LP | Anson Funds Management LP | $550.8M |
See all 14 fund clients — unlock the full record.
Join to unlock · $37/moCoverage
| As prime broker | 10 funds |
| As custodian | 6 funds |