Roth Capital Partners
Prime broker
Private funds
3
Advisory firms
2
About Roth Capital Partners
Roth Capital Partners is named as a prime broker on Form ADV filings for 3 private funds across 2 SEC-registered advisers. It appears in multiple roles across filings: prime broker, custodian.
Largest fund clients
3 funds| Fund | Manager | Gross assets |
|---|---|---|
| 1789 Capital Fund I LP | 1789 Capital Management, LLC | $890.2M |
| Cleveland Capital, L.P. | Cleveland Capital Management, L.L.C. | $188.5M |
| Rocky River Specific Opportunities Fund LLC - Series a | Cleveland Capital Management, L.L.C. | $217K |
Coverage
| As prime broker | 2 funds |
| As custodian | 1 funds |