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1492 Capital Management, LLC

● SEC registered since 2009CRD 148566SEC# 801-70447Milwaukee, WI
Export (members)
Reg. AUM
$274.6M
Employees
5
Accounts
98
Location
Milwaukee, WI

1492 Capital Management, LLC assets under management

1492 Capital Management, LLC operates as an SEC-registered investment adviser based in Milwaukee, WI. The firm has been registered since 2009. It reports $274.6 million in regulatory assets under management and employs 5 people.

1492 Capital Management, LLC owners & executives

20 reported
NameTitleOwnershipSince
Adam Michael FranceMemberUnder 5%2011
Hawthorne Partners ControlMember25-50%2008
Joseph Anthony Frohna ControlManaging Member25-50%2008
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Frequently asked questions

How much does 1492 Capital Management, LLC manage?

1492 Capital Management, LLC reports $274.6 million in regulatory assets under management on its Form ADV.

How many employees does 1492 Capital Management, LLC have?

1492 Capital Management, LLC reports 5 employees.

Where is 1492 Capital Management, LLC located?

1492 Capital Management, LLC is based in Milwaukee, WI and has been SEC-registered since 2009.

Does 1492 Capital Management, LLC disclose fund performance?

1492 Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address111 East Wisconsin Avenue, Suite 1300, Milwaukee, WI 53202
Phone414-276-1492
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1584087
Discloses disciplinary historyNo

Regulatory AUM

$274.6M▲ 25%
Mar '25 — $220.4MApr '25 — $220.4MMay '25 — $220.4MJun '25 — $220.4MJul '25 — $220.4MAug '25 — $220.4MSep '25 — $220.4MOct '25 — $220.4MNov '25 — $220.4MDec '25 — $220.4MJan '26 — $220.4MFeb '26 — $220.4MMar '26 — $274.6MApr '26 — $274.6MMay '26 — $274.6MJun '26 — $274.6M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers

Assets under management

$274.6Mregulatory AUM
Discretionary $274.6M