16rock Asset Management LLC
CRD 326709SEC# 801-128077New York, NY
No longer SEC-registered. 16rock Asset Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,810 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$66.9M
Fund GAV
$13.6M
Private funds
1
Employees
1
Accounts
10
Location
New York, NY
16rock Asset Management LLC assets under management
16rock Asset Management LLC is an investment advisory firm registered with the SEC based in New York, NY. It reports $66.9 million in regulatory assets under management and employs 1 people. 16rock Asset Management LLC manages 1 private fund with combined gross assets of $13.6 million, including 16rock Municipal Opportunities Fund LP. By regulatory assets, it ranks 5,810 of 6,004 private fund managers.
16rock Asset Management LLC private funds
1 funds · $13.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| 16rock Municipal Opportunities Fund LP | Hedge | $13.6M | $500K |
16rock Asset Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| 16th Amendment Advisors Llc Control | Managing Member | 50-75% | 2023 |
| John Joseph Lee Control | Chief Compliance Officer | Under 5% | 2023 |
| John Joseph Lee Control | Chief Compliance Officer | 25-50% | 2009 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does 16rock Asset Management LLC manage?
16rock Asset Management LLC reports $66.9 million in regulatory assets under management on its Form ADV.
How many private funds does 16rock Asset Management LLC manage?
16rock Asset Management LLC manages 1 private funds with combined gross assets of $13.6 million.
How many employees does 16rock Asset Management LLC have?
16rock Asset Management LLC reports 1 employees.
Where is 16rock Asset Management LLC located?
16rock Asset Management LLC is based in New York, NY.
Does 16rock Asset Management LLC disclose fund performance?
16rock Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Rockefeller Plaza, Suite 2130, New York, NY 10020 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$66.9MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
AUM vs fund managersTop 97%
Larger than 3% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$66.9Mregulatory AUM
Discretionary $66.9M
Service providers
Auditor
Prime broker
Custodian
Administrator