John Joseph Lee
Chief Compliance Officer16rock Asset Management LLCCRD 2788664
About John Joseph Lee
John Joseph Lee is listed as Chief Compliance Officer at 16rock Asset Management LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. John Joseph Lee is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of 16rock Asset Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does John Joseph Lee work?
John Joseph Lee is listed as Chief Compliance Officer at 16rock Asset Management LLC on SEC Form ADV.
How much of 16rock Asset Management LLC does John Joseph Lee own?
Form ADV reports a beneficial ownership band of Under 5%.
16rock Asset Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
16th Amendment Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2009 |
16rock Asset Management LLC
| Title | Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2009 |
16th Amendment Advisors LLC
| Title | Trustee/Member |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2011 |