Aem Asset Management, LLC
● SEC registered since 2020CRD 310360SEC# 801-119397Somerset, NJ
Reg. AUM
$117.9M
Employees
2
Accounts
45
Location
Somerset, NJ
Aem Asset Management, LLC assets under management
Aem Asset Management, LLC is an SEC-registered investment adviser based in Somerset, NJ. The firm has been registered since 2020. It reports $117.9 million in regulatory assets under management and employs 2 people.
Aem Asset Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eric Jason Schwartz Control | Managing Member | 25-50% | 2020 |
| Rosenberg Rich Baker Berman & Company Control | Owner | 50-75% | 2020 |
| Susan Elizabeth Dumont | Chief Compliance Officer | Under 5% | 2020 |
Frequently asked questions
How much does Aem Asset Management, LLC manage?
Aem Asset Management, LLC reports $117.9 million in regulatory assets under management on its Form ADV.
How many employees does Aem Asset Management, LLC have?
Aem Asset Management, LLC reports 2 employees.
Where is Aem Asset Management, LLC located?
Aem Asset Management, LLC is based in Somerset, NJ and has been SEC-registered since 2020.
Does Aem Asset Management, LLC disclose fund performance?
Aem Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 265 Davidson Avenue, Suite 210, Somerset, NJ 08873 |
| Phone | 973-714-6437 |
| Fax | 908-231-6894 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$117.9M▼ 3%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$117.9Mregulatory AUM
Discretionary $117.9M