Susan Elizabeth Dumont
Chief Compliance OfficerAem Asset Management, LLCCRD 2346501
About Susan Elizabeth Dumont
Susan Elizabeth Dumont is listed as Chief Compliance Officer at Aem Asset Management, LLC in Somerset, NJ. Form ADV reports a beneficial ownership band of Under 5%. Susan Elizabeth Dumont is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Aem Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Susan Elizabeth Dumont work?
Susan Elizabeth Dumont is listed as Chief Compliance Officer at Aem Asset Management, LLC on SEC Form ADV.
How much of Aem Asset Management, LLC does Susan Elizabeth Dumont own?
Form ADV reports a beneficial ownership band of Under 5%.
Aem Asset Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |
Global Venture Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |