Alpha One Asset Management LLC
● SEC registered since 2025CRD 338725SEC# 801-134758Pasadena, CA
Ranks #5,644 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$114.7M
Fund GAV
$17M
Private funds
1
Employees
9
Accounts
1
Location
Pasadena, CA
Alpha One Asset Management LLC assets under management
Alpha One Asset Management LLC is an investment advisory firm registered with the SEC based in Pasadena, CA. The firm has been registered since 2025. It reports $114.7 million in regulatory assets under management and employs 9 people. Alpha One Asset Management LLC manages 1 private fund with combined gross assets of $17 million, including Wedbush Alpha One Orbs T1, LLC. By regulatory assets, it ranks 5,644 of 6,004 private fund managers.
Alpha One Asset Management LLC private funds
1 funds · $17M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Wedbush Alpha One Orbs T1, LLC | Private Equity | $17M | — |
Alpha One Asset Management LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erin Kathleen Preston Control | Chief Compliance Officer | Under 5% | 2025 |
| Francis N Paulino Control | Managing Director | Under 5% | 2025 |
| Kevin Donald White Control | Chief Executive Officer And President | Under 5% | 2025 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Alpha One Asset Management LLC manage?
Alpha One Asset Management LLC reports $114.7 million in regulatory assets under management on its Form ADV.
How many private funds does Alpha One Asset Management LLC manage?
Alpha One Asset Management LLC manages 1 private funds with combined gross assets of $17 million.
How many employees does Alpha One Asset Management LLC have?
Alpha One Asset Management LLC reports 9 employees.
Where is Alpha One Asset Management LLC located?
Alpha One Asset Management LLC is based in Pasadena, CA and has been SEC-registered since 2025.
Does Alpha One Asset Management LLC disclose fund performance?
Alpha One Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 225 S. Lake Ave, Pasadena, CA 91101 |
| Phone | 213-688-8000 |
| Office hours | 8-6 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$114.7MNo change
Oct '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
AUM vs fund managersTop 94%
Larger than 6% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$114.7Mregulatory AUM
Discretionary $114.7M
Service providers
Auditor
Custodian