Erin Kathleen Preston
Chief Compliance OfficerWedbush Securities Inc.CRD 5314250
About Erin Kathleen Preston
Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Securities Inc. in Pasadena, CA. Form ADV reports a beneficial ownership band of Under 5%. Erin Kathleen Preston is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Wedbush Securities Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Erin Kathleen Preston work?
Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Securities Inc. on SEC Form ADV.
How much of Wedbush Securities Inc. does Erin Kathleen Preston own?
Form ADV reports a beneficial ownership band of Under 5%.
Wedbush Securities Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Wedbush Fund Advisers, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Fairfax Global Investment Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Onward Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Alpha One Asset Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |