Erin Kathleen Preston
Chief Compliance OfficerWedbush Fund Advisers, LLCCRD 5314250
About Erin Kathleen Preston
Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Fund Advisers, LLC in Pasadena, CA. Form ADV reports a beneficial ownership band of Under 5%. Erin Kathleen Preston is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Wedbush Fund Advisers, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Erin Kathleen Preston work?
Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Fund Advisers, LLC on SEC Form ADV.
How much of Wedbush Fund Advisers, LLC does Erin Kathleen Preston own?
Form ADV reports a beneficial ownership band of Under 5%.
Wedbush Fund Advisers, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Wedbush Securities Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Fairfax Global Investment Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Onward Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Alpha One Asset Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |