Wedbush Securities Inc.
● SEC registered since 1970CRD 877SEC# 801-6358Pasadena, CA
Reg. AUM
$6.75B
Employees
288
Accounts
10,833
Location
Pasadena, CA
Wedbush Securities Inc. assets under management
Wedbush Securities Inc. is an investment advisory firm registered with the SEC based in Pasadena, CA. The firm has been registered since 1970. It reports $6.7 billion in regulatory assets under management and employs 288 people.
Wedbush Securities Inc. owners & executives
17 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Walter Druch Control | Executive Vice President, General Counsel, Chief Administrative Officer, Director | Under 5% | 2019 |
| Christopher Michael Mone Control | Executive Vice President | Under 5% | 2019 |
| Daniel Eric Billings Control | Executive Vice President, Chief Financial Officer, Director | Under 5% | 2019 |
| Donald Wayne Hultgren Control | Executive Chair, Director | Under 5% | 2022 |
| Erin Kathleen Preston Control | Chief Compliance Officer | Under 5% | 2021 |
| Francis Burke Dempsey Control | Executive Vice President | Under 5% | 2019 |
| Gary Lance Wedbush Control | President, Director | Under 5% | 2020 |
| Geoffrey Conor Bland Control | Director | Under 5% | 2022 |
| Kirsten Campbell Fraunces Control | Executive Vice President | Under 5% | 2019 |
| Robert Edward Paset Control | Executive Vice President | Under 5% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Wedbush Securities Inc. manage?
Wedbush Securities Inc. reports $6.7 billion in regulatory assets under management on its Form ADV.
How many employees does Wedbush Securities Inc. have?
Wedbush Securities Inc. reports 288 employees.
Where is Wedbush Securities Inc. located?
Wedbush Securities Inc. is based in Pasadena, CA and has been SEC-registered since 1970.
Does Wedbush Securities Inc. disclose fund performance?
Wedbush Securities Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Attn: Compliance Dept., 225 S. Lake Ave Penthouse, Pasadena, CA 91101 |
| Phone | 213-688-8000 |
| Fax | 213-688-6653 |
| Office hours | 8:00 a.m.-5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1142495 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$6.75B▲ 18%
Jan '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,369 advisers
EmployeesTop 3%
More than 97% of 16,804 advisers
Assets under management
$6.75Bregulatory AUM
Discretionary $5.25BNon-discretionary $1.5B