Arrow Point Wealth Management LLC
CRD 339538SEC# 801-137194Santa Rosa, CA
No longer SEC-registered. Arrow Point Wealth Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
4
Accounts
—
Location
Santa Rosa, CA
Arrow Point Wealth Management LLC assets under management
Arrow Point Wealth Management LLC operates as an SEC-registered investment adviser based in Santa Rosa, CA. It employs 4 people.
Arrow Point Wealth Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashleigh Cooper Swayze | Chief Compliance Officer | Under 5% | 2026 |
| Duncan George Kelm Control | Managing Member | Over 75% | 2020 |
Frequently asked questions
How many employees does Arrow Point Wealth Management LLC have?
Arrow Point Wealth Management LLC reports 4 employees.
Where is Arrow Point Wealth Management LLC located?
Arrow Point Wealth Management LLC is based in Santa Rosa, CA.
Does Arrow Point Wealth Management LLC disclose fund performance?
Arrow Point Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1011 Second Street, Suite 100, Santa Rosa, CA 95404 |
| Office hours | 9-5 |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 69%
More than 31% of 16,820 advisers