PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Ashleigh Cooper Swayze

Chief Compliance OfficerArrowhead Investment Management LLCCRD 4632543

About Ashleigh Cooper Swayze

Ashleigh Cooper Swayze is listed as Chief Compliance Officer at Arrowhead Investment Management LLC in White Plains, NY. Form ADV reports a beneficial ownership band of Under 5%. Ashleigh Cooper Swayze is associated with 15 registered advisers.

Reported ownership

Owns Under 5% of Arrowhead Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Ashleigh Cooper Swayze work?

Ashleigh Cooper Swayze is listed as Chief Compliance Officer at Arrowhead Investment Management LLC on SEC Form ADV.

How much of Arrowhead Investment Management LLC does Ashleigh Cooper Swayze own?

Form ADV reports a beneficial ownership band of Under 5%.

Arrowhead Investment Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2016

Avail Investment Partners, LLC

TitleCco
OwnershipUnder 5%
Control personNo
Since2021

Tribridge Partners Financial LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024

Carnegie Lake Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024

Rooted Financial Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026

Investment Research Partners LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020

The Quick Group LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025

Patron Partners, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026

Oneascent Investment Solutions, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017

Camelot Event-Driven Advisors, LLC

TitleCco
OwnershipUnder 5%
Control personNo
Since2018

Oneascent Capital LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017

Bernardo Wealth Planning, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025

Classic Asset Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026

Arrow Point Wealth Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2026

Strategence Capital LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2026