Rooted Financial Group, LLC
● SEC registered since 2025CRD 335302SEC# 801-132354Tigard, OR
Reg. AUM
$108.7M
Employees
3
Accounts
663
Location
Tigard, OR
Rooted Financial Group, LLC assets under management
Rooted Financial Group, LLC operates as an SEC-registered investment adviser based in Tigard, OR. The firm has been registered since 2025. It reports $108.7 million in regulatory assets under management and employs 3 people.
Rooted Financial Group, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashleigh Cooper Swayze Control | Chief Compliance Officer | Under 5% | 2026 |
| Rooted Financial Group, LLC Control | Owner | Over 75% | 2025 |
| Thomas A Walker Control | Managing Member | Under 5% | 2025 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Rooted Financial Group, LLC manage?
Rooted Financial Group, LLC reports $108.7 million in regulatory assets under management on its Form ADV.
How many employees does Rooted Financial Group, LLC have?
Rooted Financial Group, LLC reports 3 employees.
Where is Rooted Financial Group, LLC located?
Rooted Financial Group, LLC is based in Tigard, OR and has been SEC-registered since 2025.
Does Rooted Financial Group, LLC disclose fund performance?
Rooted Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7307 Southwest Beveland Road, Suite 200, Tigard, OR 97223 |
| Phone | 503-207-2067 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$108.7M▲ 8%
Jun '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$108.7Mregulatory AUM
Discretionary $108.7M