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Associated Investment Services, Inc.

● SEC registered since 2010CRD 1464SEC# 801-71639Green Bay, WI
Export (members)
Reg. AUM
$1.17B
Employees
60
Accounts
5,422
Location
Green Bay, WI

Associated Investment Services, Inc. assets under management

Associated Investment Services, Inc. is an SEC-registered investment adviser based in Green Bay, WI. The firm has been registered since 2010. It reports $1.2 billion in regulatory assets under management and employs 60 people.

Associated Investment Services, Inc. owners & executives

13 reported
NameTitleOwnershipSince
Andrew James Arnold ControlDirector, TreasurerUnder 5%2023
Anthony Philip PecoraChief Compliance OfficerUnder 5%2015
Associated Trust Company, N.A. ControlSole ShareholderOver 75%2016
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Frequently asked questions

How much does Associated Investment Services, Inc. manage?

Associated Investment Services, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Associated Investment Services, Inc. have?

Associated Investment Services, Inc. reports 60 employees.

Where is Associated Investment Services, Inc. located?

Associated Investment Services, Inc. is based in Green Bay, WI and has been SEC-registered since 2010.

Does Associated Investment Services, Inc. disclose fund performance?

Associated Investment Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address433 Main Street, Green Bay, WI 54301-5114
Phone800-595-7722
Fax920-327-5674
Office hours8:00 a.m. - 5:00 p.m. Ct
SEC regionChicago Regional Office (CHRO)
CIK20502
Discloses disciplinary historyYes

Regulatory AUM

$1.17B▲ 36%
Jan '25 — $862.6MFeb '25 — $1BMar '25 — $1BApr '25 — $1BMay '25 — $1BJun '25 — $1BJul '25 — $1BAug '25 — $1BSep '25 — $1BOct '25 — $1BNov '25 — $1BDec '25 — $1BJan '26 — $1BFeb '26 — $1BMar '26 — $1.17BApr '26 — $1.17BMay '26 — $1.17BJun '26 — $1.17B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 11%
More than 89% of 16,825 advisers

Assets under management

$1.17Bregulatory AUM
Discretionary $0Non-discretionary $1.17B