Auspicious Financial Planning, LLC
● SEC registered since 2018CRD 297962SEC# 801-113980San Ramon, CA
Reg. AUM
$278M
Employees
2
Accounts
609
Location
San Ramon, CA
Auspicious Financial Planning, LLC assets under management
Auspicious Financial Planning, LLC operates as an SEC-registered investment adviser based in San Ramon, CA. The firm has been registered since 2018. It reports $278 million in regulatory assets under management and employs 2 people.
Auspicious Financial Planning, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Louis Isaac Dagen Control | Chief Compliance Officer | Under 5% | 2018 |
| The Louis I. Dagen and Grace W. Chen Revocable Trust Control | Managing Member | Over 75% | 2018 |
| Grace Wun Chen Control | Trustee | 50-75% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Auspicious Financial Planning, LLC manage?
Auspicious Financial Planning, LLC reports $278 million in regulatory assets under management on its Form ADV.
How many employees does Auspicious Financial Planning, LLC have?
Auspicious Financial Planning, LLC reports 2 employees.
Where is Auspicious Financial Planning, LLC located?
Auspicious Financial Planning, LLC is based in San Ramon, CA and has been SEC-registered since 2018.
Does Auspicious Financial Planning, LLC disclose fund performance?
Auspicious Financial Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2603 Camino Ramon, Suite 200, San Ramon, CA 94583 |
| Phone | 925-355-1200 |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$278M▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$278Mregulatory AUM
Discretionary $278M