Louis Isaac Dagen
Chief Compliance OfficerAuspicious Financial Planning, LLCCRD 2176866
About Louis Isaac Dagen
Louis Isaac Dagen is listed as Chief Compliance Officer at Auspicious Financial Planning, LLC in San Ramon, CA. Form ADV reports a beneficial ownership band of Under 5%. Louis Isaac Dagen is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Auspicious Financial Planning, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Louis Isaac Dagen work?
Louis Isaac Dagen is listed as Chief Compliance Officer at Auspicious Financial Planning, LLC on SEC Form ADV.
How much of Auspicious Financial Planning, LLC does Louis Isaac Dagen own?
Form ADV reports a beneficial ownership band of Under 5%.
Auspicious Financial Planning, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Auspicious Financial Planning, LLC
| Title | Trustee |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2007 |