B. Riley Wealth Advisors, Inc.
● SEC registered since 2005CRD 115927SEC# 801-64837Memphis, TN
Reg. AUM
$4.21B
Employees
268
Accounts
10,573
Location
Memphis, TN
B. Riley Wealth Advisors, Inc. assets under management
B. Riley Wealth Advisors, Inc. is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2005. It reports $4.2 billion in regulatory assets under management and employs 268 people.
B. Riley Wealth Advisors, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Agoston Stephen Horvath | Advisory Operations Manager | Under 5% | 2026 |
| B. Riley Wealth Management Holdings, Inc. Control | Direct Owner | Over 75% | 2022 |
| Daniel Ortega Control | Chief Compliance Officer | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does B. Riley Wealth Advisors, Inc. manage?
B. Riley Wealth Advisors, Inc. reports $4.2 billion in regulatory assets under management on its Form ADV.
How many employees does B. Riley Wealth Advisors, Inc. have?
B. Riley Wealth Advisors, Inc. reports 268 employees.
Where is B. Riley Wealth Advisors, Inc. located?
B. Riley Wealth Advisors, Inc. is based in Memphis, TN and has been SEC-registered since 2005.
Does B. Riley Wealth Advisors, Inc. disclose fund performance?
B. Riley Wealth Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 40 S. Main St., Suite 1600, Memphis, TN 38103 |
| Phone | 901-251-1330 |
| Office hours | 8 a.m. To 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.21B▼ 45%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$4.21Bregulatory AUM
Discretionary $2.79BNon-discretionary $1.42B