Daniel Ortega
Chief Compliance OfficerB. Riley Wealth Private Shares, LLCCRD 3095215
About Daniel Ortega
Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Private Shares, LLC in Memphis, TN. Form ADV reports a beneficial ownership band of Under 5%. Daniel Ortega is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of B. Riley Wealth Private Shares, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Daniel Ortega work?
Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Private Shares, LLC on SEC Form ADV.
How much of B. Riley Wealth Private Shares, LLC does Daniel Ortega own?
Form ADV reports a beneficial ownership band of Under 5%.
B. Riley Wealth Private Shares, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
B. Riley Wealth Advisors, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |