Daniel Ortega
Chief Compliance OfficerB. Riley Wealth Advisors, Inc.CRD 3095215
About Daniel Ortega
Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Advisors, Inc. in Memphis, TN. Form ADV reports a beneficial ownership band of Under 5%. Daniel Ortega is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of B. Riley Wealth Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Daniel Ortega work?
Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Advisors, Inc. on SEC Form ADV.
How much of B. Riley Wealth Advisors, Inc. does Daniel Ortega own?
Form ADV reports a beneficial ownership band of Under 5%.
B. Riley Wealth Advisors, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
B. Riley Wealth Private Shares, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |