B. Riley Wealth Private Shares, LLC
● SEC registered since 2021CRD 315851SEC# 801-122228Memphis, TN
Ranks #5,867 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$47.6M
Fund GAV
$47.6M
Private funds
8
Employees
8
Accounts
8
Location
Memphis, TN
B. Riley Wealth Private Shares, LLC assets under management
B. Riley Wealth Private Shares, LLC is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2021. It reports $47.6 million in regulatory assets under management and employs 8 people. B. Riley Wealth Private Shares, LLC manages 8 private funds with combined gross assets of $47.6 million, including Nam Special Situations Fund I Qp, LLC Series F1. By regulatory assets, it ranks 5,867 of 6,004 private fund managers.
B. Riley Wealth Private Shares, LLC private funds
8 funds · $47.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Nam Special Situations Fund I Qp, LLC Series F1 | Private Equity | $20.2M | $25K |
| B. Riley Private Shares Fund 2023-3, LLC | Private Equity | $9.9M | $50K |
| B. Riley Private Shares Fund 2022-1, LLC | Private Equity | $6.6M | $50K |
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Join to unlock · $37/moB. Riley Wealth Private Shares, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| B. Riley Wealth Management Holdings, Inc. Control | Parent Company | Over 75% | 2021 |
| Daniel Ortega Control | Chief Compliance Officer | Under 5% | 2025 |
| Michael Anthony Mullen Control | Managing Member | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does B. Riley Wealth Private Shares, LLC manage?
B. Riley Wealth Private Shares, LLC reports $47.6 million in regulatory assets under management on its Form ADV.
How many private funds does B. Riley Wealth Private Shares, LLC manage?
B. Riley Wealth Private Shares, LLC manages 8 private funds with combined gross assets of $47.6 million.
How many employees does B. Riley Wealth Private Shares, LLC have?
B. Riley Wealth Private Shares, LLC reports 8 employees.
Where is B. Riley Wealth Private Shares, LLC located?
B. Riley Wealth Private Shares, LLC is based in Memphis, TN and has been SEC-registered since 2021.
Does B. Riley Wealth Private Shares, LLC disclose fund performance?
B. Riley Wealth Private Shares, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 40 S. Main St., Suite 1600, Memphis, TN 38103 |
| Phone | 901-251-1330 |
| Fax | 901-251-1352 |
| Office hours | 8:00 a.m. - 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$47.6M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 96%
Larger than 4% of 16,271 advisers
AUM vs fund managersTop 98%
Larger than 2% of 6,004 private-fund managers
Number of fundsTop 30%
More funds than 70% of fund managers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$47.6Mregulatory AUM
Discretionary $47.6M
Service providers
Auditor
Custodian
Administrator