B.a. Roberts Financial Services, Inc.
● SEC registered since 2018CRD 289856SEC# 801-112254Marquette, MI
Reg. AUM
$373.9M
Employees
8
Accounts
1,583
Location
Marquette, MI
B.a. Roberts Financial Services, Inc. assets under management
B.a. Roberts Financial Services, Inc. is an SEC-registered investment adviser based in Marquette, MI. The firm has been registered since 2018. It reports $373.9 million in regulatory assets under management and employs 8 people.
B.a. Roberts Financial Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bruce Allan Roberts Control | Principal And Chief Compliance Officer | Over 75% | 2017 |
| Stefany Lynn Carrick Control | Chief Of Staff | Under 5% | 2024 |
Frequently asked questions
How much does B.a. Roberts Financial Services, Inc. manage?
B.a. Roberts Financial Services, Inc. reports $373.9 million in regulatory assets under management on its Form ADV.
How many employees does B.a. Roberts Financial Services, Inc. have?
B.a. Roberts Financial Services, Inc. reports 8 employees.
Where is B.a. Roberts Financial Services, Inc. located?
B.a. Roberts Financial Services, Inc. is based in Marquette, MI and has been SEC-registered since 2018.
Does B.a. Roberts Financial Services, Inc. disclose fund performance?
B.a. Roberts Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 989 West Washington Street, Suite 101, Marquette, MI 49855 |
| Phone | (906) 228-5564 |
| Fax | (906) 226-4694 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$373.9M▼ 41%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 56%
Larger than 44% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$373.9Mregulatory AUM
Discretionary $346.1MNon-discretionary $27.7M