Babb Wealth Advisors LLC
● SEC registered since 2022CRD 298347SEC# 801-125695Flagstaff, AZ
Reg. AUM
$209.4M
Employees
8
Accounts
927
Location
Flagstaff, AZ
Babb Wealth Advisors LLC assets under management
Babb Wealth Advisors LLC is a registered investment adviser overseen by the SEC based in Flagstaff, AZ. The firm has been registered since 2022. It reports $209.4 million in regulatory assets under management and employs 8 people.
Babb Wealth Advisors LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Babb Holdings, LLC Control | Owner | Over 75% | 2025 |
| Kathleen Marie Schroeder Control | Chief Compliance Officer | Under 5% | 2018 |
| Travis Christopher Babb Control | President | Under 5% | 2018 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Babb Wealth Advisors LLC manage?
Babb Wealth Advisors LLC reports $209.4 million in regulatory assets under management on its Form ADV.
How many employees does Babb Wealth Advisors LLC have?
Babb Wealth Advisors LLC reports 8 employees.
Where is Babb Wealth Advisors LLC located?
Babb Wealth Advisors LLC is based in Flagstaff, AZ and has been SEC-registered since 2022.
Does Babb Wealth Advisors LLC disclose fund performance?
Babb Wealth Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 19 W. Aspen Avenue, Flagstaff, AZ 86001 |
| Phone | 928-526-2911 |
| Fax | (928) 526-8414 |
| Office hours | 8:00 a.m. - 5:00 p.m. M-Th 8:00 - 12:00 F |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$209.4M▲ 49%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$209.4Mregulatory AUM
Discretionary $209.1MNon-discretionary $333K