Kathleen Marie Schroeder
Chief Compliance OfficerBabb Wealth Advisors LLCCRD 5731595
About Kathleen Marie Schroeder
Kathleen Marie Schroeder is listed as Chief Compliance Officer at Babb Wealth Advisors LLC in Flagstaff, AZ. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Babb Wealth Advisors LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kathleen Marie Schroeder work?
Kathleen Marie Schroeder is listed as Chief Compliance Officer at Babb Wealth Advisors LLC on SEC Form ADV.
How much of Babb Wealth Advisors LLC does Kathleen Marie Schroeder own?
Form ADV reports a beneficial ownership band of Under 5%.
Babb Wealth Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |