Ballast Financial Advisors, LLC
● SEC registered since 2019CRD 304430SEC# 801-117158West Chester, PA
Reg. AUM
$342.6M
Employees
5
Accounts
1,573
Location
West Chester, PA
Ballast Financial Advisors, LLC assets under management
Ballast Financial Advisors, LLC operates as an SEC-registered investment adviser based in West Chester, PA. The firm has been registered since 2019. It reports $342.6 million in regulatory assets under management and employs 5 people.
Ballast Financial Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Patrick MC Hugh Control | Managing Member | 50-75% | 2019 |
| Joseph David Baker Control | Managing Member & Chief Compliance Officer | 25-50% | 2019 |
Frequently asked questions
How much does Ballast Financial Advisors, LLC manage?
Ballast Financial Advisors, LLC reports $342.6 million in regulatory assets under management on its Form ADV.
How many employees does Ballast Financial Advisors, LLC have?
Ballast Financial Advisors, LLC reports 5 employees.
Where is Ballast Financial Advisors, LLC located?
Ballast Financial Advisors, LLC is based in West Chester, PA and has been SEC-registered since 2019.
Does Ballast Financial Advisors, LLC disclose fund performance?
Ballast Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 535 N. Church St., Suite 205, West Chester, PA 19380 |
| Phone | 484-266-7281 |
| Fax | 484-947-0808 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 2109821 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$342.6M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$342.6Mregulatory AUM
Discretionary $129.1MNon-discretionary $213.5M