Joseph David Baker
Managing Member & Chief Compliance OfficerBallast Financial Advisors, LLCCRD 5739173
About Joseph David Baker
Joseph David Baker is listed as Managing Member & Chief Compliance Officer at Ballast Financial Advisors, LLC in West Chester, PA. Form ADV reports a beneficial ownership band of 25-50%.
Reported ownership
Owns 25-50% of Ballast Financial Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joseph David Baker work?
Joseph David Baker is listed as Managing Member & Chief Compliance Officer at Ballast Financial Advisors, LLC on SEC Form ADV.
How much of Ballast Financial Advisors, LLC does Joseph David Baker own?
Form ADV reports a beneficial ownership band of 25-50%.
Ballast Financial Advisors, LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2019 |