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Bastion Management II LLC

● SEC registered since 2021CRD 309685SEC# 801-120915Stamford, CT
Export (members)
Ranks #3,711 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$572.7M
Fund GAV
$438.8M
Private funds
5
Employees
13
Accounts
6
Location
Stamford, CT

Bastion Management II LLC assets under management

Bastion Management II LLC is an investment advisory firm registered with the SEC based in Stamford, CT. The firm has been registered since 2021. It reports $572.7 million in regulatory assets under management and employs 13 people. Bastion Management II LLC manages 5 private funds with combined gross assets of $438.8 million, including Bastion Funding VI LP. By regulatory assets, it ranks 3,711 of 6,004 private fund managers.

Bastion Management II LLC private funds

5 funds · $438.8M GAV
FundTypeGross assetsMin.
Bastion Funding VI LPOther Private$133.5M$50K
Bastion Funding IV LLCOther Private$131.7M$50K
Bastion Funding V LPOther Private$115.3M$1M
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Bastion Management II LLC owners & executives

8 reported
NameTitleOwnershipSince
James ShieldsChief Compliance OfficerUnder 5%2026
Jesse Joseph Keig ControlChief Financial OfficerUnder 5%2024
John Braden ControlSenior ManagingUnder 5%2016
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Frequently asked questions

How much does Bastion Management II LLC manage?

Bastion Management II LLC reports $572.7 million in regulatory assets under management on its Form ADV.

How many private funds does Bastion Management II LLC manage?

Bastion Management II LLC manages 5 private funds with combined gross assets of $438.8 million.

How many employees does Bastion Management II LLC have?

Bastion Management II LLC reports 13 employees.

Where is Bastion Management II LLC located?

Bastion Management II LLC is based in Stamford, CT and has been SEC-registered since 2021.

Does Bastion Management II LLC disclose fund performance?

Bastion Management II LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address281 Tresser Blvd, Suite 1505, Stamford, CT 06901
Phone+1-203-594-9264
Fax312-595-7208
Office hours9 a.m.- 6p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$572.7M▲ 24%
Jan '25 — $462MFeb '25 — $462MMar '25 — $455MApr '25 — $455MMay '25 — $455MJun '25 — $455MJul '25 — $455MAug '25 — $455MSep '25 — $455MOct '25 — $455MNov '25 — $455MDec '25 — $455MJan '26 — $455MFeb '26 — $455MMar '26 — $572.7MApr '26 — $572.7MMay '26 — $572.7MJun '26 — $572.7M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
AUM vs fund managersTop 62%
Larger than 38% of 6,004 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 34%
More than 66% of 16,825 advisers

Assets under management

$572.7Mregulatory AUM
Discretionary $472.2MNon-discretionary $100.5M

Service providers