James Shields
Chief Compliance OfficerMesirow Institutional Investment Management, Inc.CRD 2927398
About James Shields
James Shields is listed as Chief Compliance Officer at Mesirow Institutional Investment Management, Inc. in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. James Shields is associated with 7 registered advisers.
Reported ownership
Owns Under 5% of Mesirow Institutional Investment Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Shields work?
James Shields is listed as Chief Compliance Officer at Mesirow Institutional Investment Management, Inc. on SEC Form ADV.
How much of Mesirow Institutional Investment Management, Inc. does James Shields own?
Form ADV reports a beneficial ownership band of Under 5%.
Mesirow Institutional Investment Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Mesirow Financial Investment Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Precision Fiduciary Partners, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Bastion Management II LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Mesirow Financial Private Equity Advisors, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Mesirow Re-Ia, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Mesirow Advanced Strategies Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |