Benjamin Securities, Inc.
● SEC registered since 1987CRD 7754SEC# 801-30987Albany, NY
Reg. AUM
$39.5M
Employees
6
Accounts
65
Location
Albany, NY
About Benjamin Securities
Benjamin Securities is a boutique wealth management and investment banking firm owned and operated by military veterans. For individuals it designs needs-based portfolios, and for issuers it advises on domestic and cross-border listing and capital markets processes.
Summary based on the firm’s website.
Benjamin Securities, Inc. assets under management
Benjamin Securities, Inc. operates as an SEC-registered investment adviser based in Albany, NY. The firm has been registered since 1987. It reports $39.5 million in regulatory assets under management and employs 6 people.
Benjamin Securities, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Baker Global Asset Management, Inc. | Owner | Over 75% | 2011 |
| Ilina S Stamova | Financial Operations Principal | Under 5% | 2017 |
| Thomas William Laundrie | Vice President/ Rosfp | Under 5% | 2009 |
| William Thomas Baker Control | President,msrb, Cco,aml Compliance Officer Of Benjamin Sec. & President,ceo,shareholder Of Baker Global Asset | Under 5% | 2011 |
| William Thomas Baker Control | Shareholder | Over 75% | 2011 |
Frequently asked questions
How much does Benjamin Securities, Inc. manage?
Benjamin Securities, Inc. reports $39.5 million in regulatory assets under management on its Form ADV.
How many employees does Benjamin Securities, Inc. have?
Benjamin Securities, Inc. reports 6 employees.
Where is Benjamin Securities, Inc. located?
Benjamin Securities, Inc. is based in Albany, NY and has been SEC-registered since 1987.
Does Benjamin Securities, Inc. disclose fund performance?
Benjamin Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 421 New Karner Road, Suite 6, Albany, NY 12205 |
| Phone | 516-931-1090 |
| Fax | 516-931-2153 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$39.5M▲ 17%
Sep '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,369 advisers
EmployeesTop 56%
More than 44% of 16,804 advisers
Assets under management
$39.5Mregulatory AUM
Discretionary $32.5MNon-discretionary $7M