William Thomas Baker
President,msrb, Cco,aml Compliance Officer Of Benjamin Sec. & President,ceo,shareholder Of Baker Global AssetBenjamin Securities, Inc.CRD 1804430
About William Thomas Baker
William Thomas Baker is listed as President,msrb, Cco,aml Compliance Officer Of Benjamin Sec. & President,ceo,shareholder Of Baker Global Asset at Benjamin Securities, Inc. in Albany, NY. Form ADV reports a beneficial ownership band of Under 5%. William Thomas Baker is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Benjamin Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does William Thomas Baker work?
William Thomas Baker is listed as President,msrb, Cco,aml Compliance Officer Of Benjamin Sec. & President,ceo,shareholder Of Baker Global Asset at Benjamin Securities, Inc. on SEC Form ADV.
How much of Benjamin Securities, Inc. does William Thomas Baker own?
Form ADV reports a beneficial ownership band of Under 5%.
Benjamin Securities, Inc.
| Title | President,msrb, Cco,aml Compliance Officer Of Benjamin Sec. & President,ceo,shareholder Of Baker Global Asset |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2011 |
Benjamin Securities, Inc.
| Title | Shareholder |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2011 |