Berkeley Advisors, Inc.
● SEC registered since 2024CRD 134455SEC# 801-131712Atlanta, GA
Reg. AUM
$125.3M
Employees
2
Accounts
314
Location
Atlanta, GA
Berkeley Advisors, Inc. assets under management
Berkeley Advisors, Inc. is a registered investment adviser overseen by the SEC based in Atlanta, GA. The firm has been registered since 2024. It reports $125.3 million in regulatory assets under management and employs 2 people.
Berkeley Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Taylor Mathis Control | Vice President | 10-25% | 2019 |
| Catherine Mary Mathis Control | President, Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does Berkeley Advisors, Inc. manage?
Berkeley Advisors, Inc. reports $125.3 million in regulatory assets under management on its Form ADV.
How many employees does Berkeley Advisors, Inc. have?
Berkeley Advisors, Inc. reports 2 employees.
Where is Berkeley Advisors, Inc. located?
Berkeley Advisors, Inc. is based in Atlanta, GA and has been SEC-registered since 2024.
Does Berkeley Advisors, Inc. disclose fund performance?
Berkeley Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 Lenox Pointe, N.e., Suite B, Atlanta, GA 30324-7412 |
| Phone | 404-580-9560 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$125.3M▲ 21%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$125.3Mregulatory AUM
Discretionary $125.1MNon-discretionary $282K