Catherine Mary Mathis
President, Chief Compliance OfficerBerkeley Advisors, Inc.CRD 4988760
About Catherine Mary Mathis
Catherine Mary Mathis is listed as President, Chief Compliance Officer at Berkeley Advisors, Inc. in Atlanta, GA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Berkeley Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Catherine Mary Mathis work?
Catherine Mary Mathis is listed as President, Chief Compliance Officer at Berkeley Advisors, Inc. on SEC Form ADV.
How much of Berkeley Advisors, Inc. does Catherine Mary Mathis own?
Form ADV reports a beneficial ownership band of Over 75%.
Berkeley Advisors, Inc.
| Title | President, Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2004 |