Berthel, Fisher & Company Financial Services, Inc.
● SEC registered since 2003CRD 13609SEC# 801-62277Cedar Rapids, IA
Reg. AUM
$906.4M
Employees
100
Accounts
3,352
Location
Cedar Rapids, IA
Berthel, Fisher & Company Financial Services, Inc. assets under management
Berthel, Fisher & Company Financial Services, Inc. is an investment advisory firm registered with the SEC based in Cedar Rapids, IA. The firm has been registered since 2003. It reports $906.4 million in regulatory assets under management and employs 100 people.
Berthel, Fisher & Company Financial Services, Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew James Christofferson | Chief Executive Officer/President | Under 5% | 2023 |
| Berthel Fisher & Company Control | 100% Owner | Over 75% | 1997 |
| Brian Rupp | Chief Financial Officer/Treasurer (a/O 11/5/2020) | Under 5% | 2023 |
| Brittany Michelle Noethen | Chief Technology Officer | Under 5% | 2017 |
| James Ralph Hohn | Vice President/Technology | Under 5% | 2020 |
| Joanna Marie Schaul | Chief Administration Officer/Secretary (a/O 11/2017) | Under 5% | 2023 |
| Kimberly Karen Early Chapman | Chief Compliance Officer | Under 5% | 2020 |
| Nathanael Spencer | Vice President Of Business Development | Under 5% | 2002 |
| Paige Nichole Swartzendruber | Chief Business Development Officer | Under 5% | 2023 |
| Randy Austin Wilcox | Vice President Compliance/Osj Manager | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Berthel, Fisher & Company Financial Services, Inc. manage?
Berthel, Fisher & Company Financial Services, Inc. reports $906.4 million in regulatory assets under management on its Form ADV.
How many employees does Berthel, Fisher & Company Financial Services, Inc. have?
Berthel, Fisher & Company Financial Services, Inc. reports 100 employees.
Where is Berthel, Fisher & Company Financial Services, Inc. located?
Berthel, Fisher & Company Financial Services, Inc. is based in Cedar Rapids, IA and has been SEC-registered since 2003.
Does Berthel, Fisher & Company Financial Services, Inc. disclose fund performance?
Berthel, Fisher & Company Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4201 42nd Street NE, Suite 100, Cedar Rapids, IA 52402 |
| Phone | 319-447-5700 |
| Fax | 319-447-4244 |
| Office hours | Mon-Thurs: 8a.m.-5p.m.; Fri 8a.m.-4p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$906.4M▲ 14%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 35%
Larger than 65% of 16,306 advisers
EmployeesTop 7%
More than 93% of 16,824 advisers
Assets under management
$906.4Mregulatory AUM
Discretionary $438.1MNon-discretionary $468.4M