Kimberly Karen Early Chapman
Chief Compliance OfficerBerthel, Fisher & Company Financial Services, Inc.CRD 2527036
About Kimberly Karen Early Chapman
Kimberly Karen Early Chapman is listed as Chief Compliance Officer at Berthel, Fisher & Company Financial Services, Inc. in Cedar Rapids, IA. Form ADV reports a beneficial ownership band of Under 5%. Kimberly Karen Early Chapman is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Berthel, Fisher & Company Financial Services, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kimberly Karen Early Chapman work?
Kimberly Karen Early Chapman is listed as Chief Compliance Officer at Berthel, Fisher & Company Financial Services, Inc. on SEC Form ADV.
How much of Berthel, Fisher & Company Financial Services, Inc. does Kimberly Karen Early Chapman own?
Form ADV reports a beneficial ownership band of Under 5%.
Berthel, Fisher & Company Financial Services, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |
Bfc Planning, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |