Boardwalk Financial Strategies LLC
● SEC registered since 2023CRD 165048SEC# 801-127667Hartland, WI
Reg. AUM
$197.6M
Employees
6
Accounts
593
Location
Hartland, WI
Boardwalk Financial Strategies LLC assets under management
Boardwalk Financial Strategies LLC is an SEC-registered investment adviser based in Hartland, WI. The firm has been registered since 2023. It reports $197.6 million in regulatory assets under management and employs 6 people.
Boardwalk Financial Strategies LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Heidi Marie Rodenbaugh Control | Chief Compliance Officer | Under 5% | 2023 |
| Michael John Rodenbaugh Control | Managing Member | Over 75% | 2012 |
Frequently asked questions
How much does Boardwalk Financial Strategies LLC manage?
Boardwalk Financial Strategies LLC reports $197.6 million in regulatory assets under management on its Form ADV.
How many employees does Boardwalk Financial Strategies LLC have?
Boardwalk Financial Strategies LLC reports 6 employees.
Where is Boardwalk Financial Strategies LLC located?
Boardwalk Financial Strategies LLC is based in Hartland, WI and has been SEC-registered since 2023.
Does Boardwalk Financial Strategies LLC disclose fund performance?
Boardwalk Financial Strategies LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 128 Cottonwood Avenue, Hartland, WI 53029 |
| Phone | 262-423-7552 |
| Fax | 262-364-2057 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$197.6M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$197.6Mregulatory AUM
Discretionary $159.1MNon-discretionary $38.5M