BofA Securities, Inc.
● SEC registered since 2018CRD 283942SEC# 801-112640New York, NY
Reg. AUM
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Employees
317
Accounts
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Location
New York, NY
BofA Securities, Inc. assets under management
BofA Securities, Inc. operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2018. It employs 317 people.
BofA Securities, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Glen Alexander Rae | Chief Legal Officer | Under 5% | 2019 |
| Jennifer C Stagg | Chief Compliance Officer / Registered Investment Adviser | Under 5% | 2025 |
| Kashyap P Bhatia | Chief Compliance Officer / Broker Dealer | Under 5% | 2022 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How many employees does BofA Securities, Inc. have?
BofA Securities, Inc. reports 317 employees.
Where is BofA Securities, Inc. located?
BofA Securities, Inc. is based in New York, NY and has been SEC-registered since 2018.
Does BofA Securities, Inc. disclose fund performance?
BofA Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Bryant Park, New York, NY 10036 |
| Phone | 646-743-2734 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
How this firm compares
EmployeesTop 2%
More than 98% of 16,825 advisers