Sara Rathbone Mooney
Chief Financial OfficerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7616382
About Sara Rathbone Mooney
Sara Rathbone Mooney is listed as Chief Financial Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Sara Rathbone Mooney is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sara Rathbone Mooney work?
Sara Rathbone Mooney is listed as Chief Financial Officer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on SEC Form ADV.
How much of Merrill Lynch, Pierce, Fenner & Smith Incorporated does Sara Rathbone Mooney own?
Form ADV reports a beneficial ownership band of Under 5%.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Title | Chief Financial Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
BofA Securities, Inc.
| Title | Chief Financial Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |